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Discussion
Group Notes On
‘Is Social
Evolution Lamarckian
or Darwinian?’
Abstract:
In biological evolution Lamarckism involves the inheritance of acquired characteristics by
an organism’s descendants. Most modern biologists point to the genes
as the only determinants of what the characteristics of an organism
might be, and to natural selection as the only source of change. In
human social evolution it appears that our ideas and practices are also
passed on to our children. Could there be a unit of cultural inheritance
which is subject to selective pressure? Or are the ways in which
information is transferred too diverse for us to describe? Perhaps some
version of Lamarckism in the social sphere can be consistent with
Darwinism in the biological. Perhaps ‘universal Darwinism’ as a
version of Darwinism without a specific hereditary unit can provide a
solution. If social and biotic evolution are special cases of a more
general theory of complex system evolution, then this version of
Darwinism may prove more powerful than one based on Lamarckism which
offers much less explanatory value.
Director
of Complexity Research and Organisational Learning :
Eve
Mitleton- Kelly
London School of Economics
Houghton Street
London WC2A 2A
Presenter
: Geoff Hodgson (London School of Economics)
Compiled
For The L.S.E. by
Geoffrey J.C. Higgs 25/4/01
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Introduction
The fact that giraffes may keep
stretching up to reach the high branches of trees is not taken by mainstream
biologists as the reason for them having long necks. It is when the ‘instructions’
in their genes just happen to give this advantageous characteristic that long
necks result because access to the food source is that much greater. That’s
Darwinism crudely put. On the other hand human cultural or social evolution does
seem Lamarckistic in that we inherit our politics and religions and ways of
doing things from our forefathers and mothers and then we change them and modify
them to suit present circumstances and pass them on in their changed form to our
children. Life is a complex system and all that that implies and so,
derivatively is the human social system. Can we devise a theory that reconciles
Darwinism and Lamarckism and makes biological and human social evolution special
cases of the same?
Definitions of Darwinism and
Lamarckism
Darwinism as held by biologists
today, is a causal theory explaining how the process of biological evolution
occurs. It involves the inheritance of genotypic instructions by individual
organisms, variation of these and a selection pressure on the consequent
phenotypes according to their fitness in the environment.
Lamarckism postulates that
evolutionary change occurs through individuals striving to adapt to the
environment and particular patterns of behaviour being passed on to descendants.
A more extreme version would admit the possibility that acquired phenotypic
characters in individuals are passed on in the genotypic inheritance of
subsequent generations.
Neo-Darwinism or Weismannism
specifically denies that phenotypic character can be passed on as genotypic
inheritance. The genotype instructs the form of a particular species and
undergoes mutation as a result of imperfect replication but it is selection
pressure that thins the phenotypes and it is this that determines the surviving
gene pool . It is the differential survival of the phenotypes depending on what
genes they are given rather than what they as a species strive to do in order to
survive in the environment.
Lamarckism in its extreme form is
puzzling in that it is difficult to see how acquired characteristics could
change a system which has intimate connections between each piece of genetic
coding. The ability of individual phenotypes to alter their gene pool would also
seem to lead to chaos in the species genome.
As Richard Dawkins (1986) pointed
out, not all acquired characteristics are beneficial. Indeed the vast number are
deleterious and Lamarckian theory can explain adaptive improvements only as it
were ‘riding on the back of Darwinian theory’. It needs ‘natural selection’
to make it work but unlike Darwinism it seems to leave room for ‘will’ or
‘volition’ in human beings, though how that might arise has yet to be
explained.
Towards ‘Universal Darwinism’
Richard Dawkins argues that all
life in the Universe must follow the Darwinian rules of ‘inheritance’, ‘variation’
and ‘selection’ even if what is selected and replicated is very different on
other worlds. In other words there is always a population of replicating
entities in which imperfect copies are acted on by natural selection. Whilst in
explicating human social evolution it would be unwise to go down a reductionist
road and explain everything in biological terms it is useful to ask whether we
can we apply some of these general principles. For example, if culture can be
seen as a set of beliefs or habits which are passed to or inherited by
descendants can we use a biological analogy? Richard Dawkins suggested that
there might be an analogue of the biological gene in cultural evolution which he
calls the ‘meme’. But the nature of a meme is difficult to pin down. The
concept of ‘ideas’ seems ill defined. Could they be ‘instructions’ which
result in ‘behaviour patterns’? The pragmatist philosophers, Charles Sanders
Pierce, William James and John Dewey saw the analogue of genes in the social
sphere as ‘habits’ rather than ‘information’ or ‘ideas’ and American
institutional economists such as Thorstein Veblen built on these foundations. ‘Information’
and even ‘idea’ it was thought depend crucially on ingrained habits of
cognition, thought and behaviour.
Pierce said in 1878 that: ‘the
essence of belief is the establishment of habit’, and here habit is understood
as a ‘self actuating propensity’ or ‘disposition to engage in particular
response or forms of action’. It was also assumed all ideas and beliefs are
built upon habits but not the reverse and that acquired habits are founded upon
inherited instincts. If we ask what ‘learning’ is then it is the acquisition
of habits. This forges a bridge between the biological and the psychological by
which we can explicate the social process. Inasmuch as a habit is a disposition
or propensity and not the behaviour pattern itself it resembles the gene. It is
a potential for behaviour just as the gene is the potential for a particular
characteristic.
Genetics is a couple of hundred
years old, though the ‘gene’ was postulated a hundred years before anyone
actually found one. Before then it wasn’t considered a particularly useful
concept.When people were studying inheritance they didn’t use a component
element. What they talked about was a process and perhaps we can talk about a
process using the general principles of Darwinism without importing the
necessity of a particular form of replication. We can talk about inheritance as
a certain kind of perpetuation and selection as the differential proportion of
certain patterns after engagement with an environment. We can also perhaps see
this ‘universal Darwinism’ as a theory of self organisation in a complex
system where specified particulate entities are not a necessary presupposition.
Replication implies that there is
something analogous to the gene but although a degree of fidelity is necessary
in transmission there’s no need to import notions of life span, or the
genotype/phenotype distinction or sexual recombination. How we read ‘replication’
will depend on how we see the information codified. In life studies we have
become hugely focussed on chemistry as a means of understanding how information
encodes in an animal or a plant but it’s still possible to do good biology
without chemistry. There’s no reason to assume in the primeval soup, for
example, that there was the same kind of particulate separation that we assume
in the encoding today. It’s quite possible that the first patterns arose
through some kind of recurring metabolism that we do not now recognise. It was
autocatalytic perhaps but we can’t really say which bit carried which
information.
The fact that we recognise
certain kinds of emergence from the combination of certain kinds of chemical
structures which we label ‘entities’ may be a fact of chemistry but we don’t
need a particular kind of analysis for ‘universal Darwinism’ to be useful. A
reaction may kick another reaction and there may be no way of separating out a
specific generation. There may also be a million different ways in which
information is encoded but as analysts we stand back from a complex system and
see recurring patterns. If we do distinguish certain kinds of agencies which
appear to flourish at the expense of others then we have the basic requirements
of evolution. It’s an empirical question as to what the vehicle for
replication might be and which traits are the instantiation of underlying
information.
Self organisation in the
biological system is an ongoing process and if we look at any particular
timespan all we can say is that it is different from previous times. Moreover
there’s something different about the evolution of life. It’s certainly not
like shaking a box of cornflakes for a billion years and finding that order
comes out of the random pattern. And even if we set up a computer program which
has rules of variation, replication and selection very often evolution will run
really fast for a few generations and then stop. Not all complex systems that
self organise are self perpetuating in the way that life is. If an asteroid hits
the Earth and wipes out all life the asteroid may be part of a system that self
organises but is not self perpetuating. We should perhaps distinguish several
different kinds of complex system in the universe. There may be one kind in
biological evolution another in technological evolution and a third going on in
computer databases. They all might satisfy the criteria for self organisation
but they wouldn’t necessarily self perpetuate. Biological systems do and so,
derivatively, do cultural ones and we’re struggling to put a boundary round them. We can’t
say, in the case of the evolution of living things that there’s a beginning
and a middle and and end though there has to be something integral about it.
Likewise the Earth in its entirety is in many ways an open system but it has to
have some degree of integrity about it. The notion of co-evolution adds an
interesting layer to self perpetuation but we still have to ask the question
about how many ways a system can be complex. If a computer program dies or gets
into a simple cycle after a few generations when we look at life or derivative
features such as social evolution we can appreciate that it is so many orders of
magnitude different.
Darwinism doesn’t tell us why a
bird got its wings or why we have hair and are six foot tall. Universal
Darwinism doesn’t tell us much about biological evolution. Such things are
explained by other science. But Universal Darwinism is a simple framework into
which we might fit other theories of culture or economics. If we are talking
about companies or institutions then we need other theories about why they
change. We might for example talk about companies collaborating or imitating
each other. We might talk about some companies being weaker replicators than
others within the constraints of some particular legal system.
Darwinism or Lamarckism?
Mainstream biologists eschew
Lamarckism because it is not an organising principle in the way that Darwinism
is. But when we look at social evolution we can see that ‘ideas’ or ‘memes’
are learned and passed from generation to generation with a great deal of
sorting and mixing. So in its mild form Lamarckism would seem to apply. But now
what can Lamarckism give us that Universal Darwinism cannot? Can we identify ‘variation’,
‘replication’ and ‘selection’ in a system. If we can characterise these
components then we can perhaps find patterns of change. But whereas in biology
we look at information transfer by the genes, in social evolution there may be
many different levels at which it takes place and many different vehicles of
transmission. Within particular institutions where experts communicate the
information may be highly abstracted as in the case of the sciences. Or
information may be transmitted by different vehicles such as books or other
artifacts. But do we need to consider ‘information’ or ‘idea’ in order
to distinguish complexity in a human social system? Maybe not.
What’s replicated?
If we ask the question ‘what is
replicated?’, then we have the same kind of puzzle that we have with a gene.
If a gene is merely an ‘instruction’ then that instruction is not
necessarily transmitted by a specific molecular structure though in genetics it
might be. So supposing a company makes a product, say a medicinal pill, and a
rival company wants to break into the market by copying
it. What is it they need to imitate? Is it a component of the product or the
product itself? Is it the active ingredient or the raspberry taste or is it the
packaging? We could probably use universal Darwinism to examine the evolution of
all these.
As economists we are concerned
with understanding the evolution of technology within a company and how best it
can bring products to the market. If we can model the situation as a complex
system or encourage a situation in which variation, replication and selection
operate then a company may have on ongoing process where it produces products
which have real impact in the market place. But now, what is it that we need to
tinker with in order to get the right kind of complexity? It is people as agents
who create the technology so it’s what they do or have the potential to do
that we should look at. Companies in trouble usually have bad habits. It’s a
priority to find out who stores information and where and how easy it is to
retrieve? We might also consider what kind of reward system could be put in
place? It’s a pragmatic position to say habits are the foundation of all ideas
but the assumption is that to have an idea a person must have a set of habits by
which to understand it.
An Observer's Eye View
Learning the guitar, for example,
means acquiring a whole new set of habits which we may learn by imitating
someone else who plays; holding the guitar, manipulating the fingers etc.
Imitating the behaviour patterns is not learning the guitar but as universal
Darwinists we may be able to distinguish features of the complex systems in
which guitars figure. Imagine that we are Martians. We’re not particularly
interested in people or guitars as entities but the patterns that spread through
a population. We would note the guitar as a physical object; what it’s made
of, how it’s strung to use a particular octave etc. The guitar would be a ‘memeplex’
which we would see it as a recurring pattern. Not being human we would ask, ‘what’s
the inheritance?’ and then we would see other patterns; guitars being born in
factories, networks of music shops, guitars being passed from parents to
children and so on. That would describe the inheritance and the epidemiology. As
for the tunes these would be merely patterns of sound waves. We would note that
some of them are picked up by radio things and certain bipeds get activity in
their neural pathways though perhaps not the same as the quadrupeds. At another
level we might pick out the musical notation and see that the octave first
occurred in 1574 and is still being reproduced and used in buildings with young
bipeds. Different inheritance, different replication, new patterns of
epidemiology, new modes of co-evolution etc. There is perhaps no reason why a
Martian would necessarily pick out human agents in order to apply universal
Darwinism. They might pick out a tune, define a pool of tunes and the lifespan
of a tune. He or she would look at the distribution in time and space. Each time
a tune is played it’s an instantiation in a universe of tunes.
High Fidelity
Fidelity is an integral part of
replication but how faithful do you have to be? The payoff between retention of
characteristics and replication in biological systems is an interesting one.
Variation, replication and selection are like interlocking levers in the
evolutionary system. If variation is high then replication fails. If selection
is high then there is no replication. These two are interlocking and constitute
classic components of a complex system.
In the biological Darwinian
process high fidelity occurs early and the level of mutation is finely tuned to
the particular form. For example in the case of a virus which has a relatively
small amount of information in its RNA the mutation level can be quite high. In
the case of something as complex as an elephant it has to be low. Then again
this is counterbalanced by the notion that we could have a number of very risky
mutations that are a disaster for most individuals but the few that work give
great advantages to the species. If you have your basic information protected by
having large numbers of individuals you can afford to be a little more cavalier
with the mistakes.In using the analogy with a company this would mean a number
of very risky small projects of which a few would work.
In a complex system newness is
not just a recombination of the old. Things emerge because of the past history
of the system but they are not determined by it. There are constraints in that the past
history closes off some options that were possible but are no longer so. There
is a logical space in which mutations can occur and this is shaped by the
necessity of surviving.
In a company it’s important to
balance exploration of this logical space with exploitation. In animal genome
exploration where mutation is limited it is tested by the environment. In human
social evolution where more drastic mutation can be tolerated the exploitation
is up to the human agents. Exploration and exploitation often appear mutually
exclusive in a company but you also need to consider how exploration can enlarge
the logical space in which a company works.
Mutation or Modification and
Intent
A patterns, such as a tune may be
replicated in a number of ways. It may be replicated on little discs in which case the
level of fidelity is very high or on instruments played by ‘jammers’ in
which case the fidelity may be low. Inheritance may be complex but given that
different reproductive routes can be distinguished a epidemiological study would
enable predictions to be made about the rate of spread through a population. All
of these routes would have different rates of mutation associated with them. The
mutation in the replication of discs may be negligible but the imitation of
people by people would involve all kinds of subtle changes because of simple
mishearings or because of different intent on behalf of the listener. At an
observer level we simply distinguish the spread of different patterns, through
libraries or databases or documents or memo’s but if the instantiation is an
edict from the general manager then we begin to consider the who rather than the
what. It then becomes very important to find out not just who talks to who, but
who convinces who or has a special relationship with who. We start to take
account of information, and mission statements and strategic intents. So there
has to be a community of interest which fits into a social niche.
Social Organisations and
Sentiments
But how do we interpret ‘intent’?
A social organisation is a group of interacting agents in some organised or self
organised form. In being organised or self organised there are socially embedded
‘rules’ which may or may not reflect ‘habits’. So, in order to define a
system we must relate ‘rules’ to ‘habits’. It may, for example, be a
rule that nobody should drive over 70 mph though it is a habit that nearly
everybody does. If we assume ‘rationality’ of agents then we explain ‘rules’
in terms of their incentives and the rules are self enforcing. But either way
they are explained in terms of intention either individual or collective. If we
want to use universal Darwinism then we have to explain how people evolve
calculations that lead to decisions in terms of instincts or habits. We need an
explanation of rationality seen from a meme perspective and an explanation of
how a number of autonomous rational agents decide things collectively. It would
be interesting to know what the necessary and sufficient conditions for human
social evolution are. Animals learn in their societies but the learning is not
‘runaway’ like our own. Beavers, for example, learn to build dams but they
do not go on learning to build better and better dams. Within human social
evolution, agent autonomy, language and rich individual intention the system
becomes very complex indeed. Universal Darwinism provides a way of identifying
the complex system and the development of particular features of it, but it is
limited by the extent to which ‘habits’, ‘feelings’ or ‘ideas’ are
objective to the individual agent. Lamarkism allows for us to change the rules
anyway we like but only Darwinism can allow for the kind of objective
constraints that constitute a selective pressure.
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